Exam Name: Canadian Securities Course Exam2
Certification Provider: CSI
Corresponding Certification: Canadian Securities Course
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Instant Download CSI : CSC2
Check Updated on: Oct 29, 2026
No. of Questions: 234 Questions & Answers with Exam Engine
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CSI CSC2 Exam Syllabus Topics:
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Reference: https://www.csi.ca/en/learning/courses/csc
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CSI Canadian Securities Course Exam2 Sample Questions:
Which action would most likely violate the Professionalism primary ethical value?
- A. Not ensuring a trade is suitable for the client.
- B. Failing to disclose a conflict of interest.
- C. Trading ahead of a client's order.
- D. Becoming a day trader while employed at a dealer.
Correct Answer: D 🗳️
Explanation: Only visible for TrainingDump members. You can sign-up / login (it's free).
What action must an investment advisor take when submitting a trade ticket for a short sale?
- A. Verify the client can borrow the shares.
- B. Mark it as a margin order
- C. Obtain minimum margin amount from client
- D. Mark the sell-order ticket as a short sate
Correct Answer: D 🗳️
Explanation: Only visible for TrainingDump members. You can sign-up / login (it's free).
The price of FMA common stock is set to break through its 200-day moving average line from below on heavy volume. How might a technical analyst interpret this information?
- A. The declining price trend will continue.
- B. The upward price trend is reversing.
- C. A sell signal as FMA ' s price is set to fall.
- D. A buy signal as FMA ' s price is set to rise.
Correct Answer: D 🗳️
Which funds have a similar objective to those of balanced funds?
- A. Dividend funds
- B. Asset allocation funds
- C. Fixed-income funds
- D. Target-date funds
Correct Answer: B 🗳️
TRU Fund portfolio manager decided to deviate from the portfolio long-term target asset mix in order to capitalize on investment opportunities in the domestic bond market. What type of asset allocation is the TRU Fund portfolio manager using?
- A. Dynamic.
- B. Strategic.
- C. Tactical.
- D. Timing.
Correct Answer: C 🗳️
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