- Exam Code: AAIA
- Exam Name: ISACA Advanced in AI Audit
- Certification Provider: ISACA
- Corresponding Certification:Advanced in AI Audit
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ISACA AAIA Exam Syllabus Topics:
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Reference: https://www.isaca.org/credentialing/aaia
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ISACA Advanced in AI Audit Sample Questions:
Which of the following is the MOST important task when gathering data during the AI system development process?
- A. Cleaning the data
- B. Stratifying the data
- C. Isolating the system
- D. Training the system
Correct Answer: A 🗳️
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Which of the following BEST demonstrates effective coordination to ensure comprehensive oversight of an AI system deployed across multiple jurisdictions?
- A. Focusing oversight activities on technical anomaly detection metrics
- B. Relying on automated processes for anomaly detection and documentation
- C. Establishing joint oversight plans and communication channels between agencies
- D. Centralizing responsibility under a single supervisory authority
Correct Answer: C 🗳️
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An organization has introduced an AI chat system where customers can enter their preferences and the system returns the best product selections. Which of the following is the BEST way to mitigate the risk of the system providing suggestions that may upset customers?
- A. Conduct threat analysis to identify unknown exposures.
- B. Implement continuous monitoring of AI servers to detect anomalies in technical performance.
- C. Increase the volume of training data to ensure the data set is fair and impartial.
- D. Perform testing of diverse scenarios to confirm outputs are within the acceptable range.
Correct Answer: D 🗳️
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Which of the following would be the BEST time to create a data governance plan for a new AI solution?
- A. During data collection
- B. During the testing phase
- C. Prior to moving into production
- D. As part of the initial design
Correct Answer: D 🗳️
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Which of the following is MOST important for an IS auditor to consider when identifying AI risk in a know your customer (KYC) application within a banking organization?
- A. Incident response plan
- B. Business disruption and financial impact
- C. Benchmarking against peer organizations
- D. Intellectual property leakage and invalidation
Correct Answer: B 🗳️
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