• Exam Code: AAIA
  • Exam Name: ISACA Advanced in AI Audit
  • Certification Provider: ISACA
  • Corresponding Certification:Advanced in AI Audit
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ISACA AAIA Exam Syllabus Topics:

TopicDetails
Topic 1
  • AI GOVERNANCE AND RISK: It encompasses understanding different AI models and their life cycles, guiding AI strategy, defining roles and policies, managing AI-related risks, overseeing data privacy and governance, and ensuring adherence to ethical practices, standards, and regulations.
Topic 2
  • AI Operations: It covers managing AI-specific data needs—including collection, quality, security, and classification—applying development lifecycle methodologies with privacy and security by design, change and incident management, testing AI solutions, identifying AI-related threats and vulnerabilities, and supervising AI deployments.
Topic 3
  • Auditing Tools and Techniques: This section of the exam measures the skills of AI auditors and centers on auditing AI systems using appropriate tools and methods. It includes audit planning and design, sampling methodologies specific to AI, collecting audit evidence, using data analytics for quality assurance, and producing AI audit outputs and reports, including follow-up and quality control measures.

Reference: https://www.isaca.org/credentialing/aaia

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ISACA Advanced in AI Audit Sample Questions:

Which of the following is the MOST important task when gathering data during the AI system development process?

  • A. Cleaning the data
  • B. Stratifying the data
  • C. Isolating the system
  • D. Training the system
Reveal Solution  Discussion  0

Correct Answer: A  🗳️

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Which of the following BEST demonstrates effective coordination to ensure comprehensive oversight of an AI system deployed across multiple jurisdictions?

  • A. Focusing oversight activities on technical anomaly detection metrics
  • B. Relying on automated processes for anomaly detection and documentation
  • C. Establishing joint oversight plans and communication channels between agencies
  • D. Centralizing responsibility under a single supervisory authority
Reveal Solution  Discussion  0

Correct Answer: C  🗳️

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An organization has introduced an AI chat system where customers can enter their preferences and the system returns the best product selections. Which of the following is the BEST way to mitigate the risk of the system providing suggestions that may upset customers?

  • A. Conduct threat analysis to identify unknown exposures.
  • B. Implement continuous monitoring of AI servers to detect anomalies in technical performance.
  • C. Increase the volume of training data to ensure the data set is fair and impartial.
  • D. Perform testing of diverse scenarios to confirm outputs are within the acceptable range.
Reveal Solution  Discussion  0

Correct Answer: D  🗳️

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Which of the following would be the BEST time to create a data governance plan for a new AI solution?

  • A. During data collection
  • B. During the testing phase
  • C. Prior to moving into production
  • D. As part of the initial design
Reveal Solution  Discussion  0

Correct Answer: D  🗳️

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Which of the following is MOST important for an IS auditor to consider when identifying AI risk in a know your customer (KYC) application within a banking organization?

  • A. Incident response plan
  • B. Business disruption and financial impact
  • C. Benchmarking against peer organizations
  • D. Intellectual property leakage and invalidation
Reveal Solution  Discussion  0

Correct Answer: B  🗳️

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